From initial public offerings (IPOs) and compliance with securities regulations to handling complex securities litigation, Filfox's proficiency in Securities Law ensures smooth financial transactions, in accordance with the law.
Listed Companies
Assistance & Advisory Services:
{Through Public or Qualified Institutional Investors etc.}
Listing in Stock Exchange
Assistance & Advisory Services:
-
Drafting of Application for in Principal Approvals
-
Consolidating and filing of required documents and annexures
-
Regulatory Compliances {SEBI (LODR) Regulations, SEBI (ICDR) Regulations}
-
Liaising with Stock Exchanges
-
Getting listing approvals from Stock Exchange
Alternative Investment Funds
Assistance & Advisory Services:
-
Registration of Funds under SEBI Regime {SEBI (Alternative Investment Fund Regulations, 2012}
SEBI Registered Intermediaries: Stock Brokers, Commodities Brokers, PMS, Depository Participant
Assistance & Advisory Services:
-
Filing of relevant documents as per Check List
-
Liaising with Relevant Authorities {Under SEBI Regulations, Stock Exchanges Rules, Regulations, Bye-Laws}
Other Intermediaries
Assistance & Advisory Services:
-
Filing of relevant documents as per Check List
-
Liaising with Relevant Authorities {Under SEBI Regulations, Stock Exchanges Rules, Regulations, Bye-Laws}
Investors
Assistance & Advisory Services:
-
Representing in Investor Grievance issues with the Company, SEBI registered intermediaries
-
Initiating legal action under Relevant Laws for redressal
-
NSE and BSE Arbitrations
-
Representation before Securities Appellant Tribunals and Supreme Court of India
Expert Attorneys For Growing Businesses
Filfox Law Group is a full-service law firm with a prominent specialization in a diverse range of practice areas, including Securities Law, Investment Law, Space Law, Fin-tech Law, Corporate, and Commercial Law.
Filfox caters to a broad client base, representing both corporate entities, including start-ups, and individuals alike. Our expertise encompasses an array of legal services, spanning from General Corporate and Regulatory Advisory to Civil Commercial Disputes, and Pro-bono matters.